Evelyn’s primary mission as a name sanctions and PEP screening alert review analyst is to protect your organization from sanctioned or risky client relationships by reviewing alerts for screened organizations and associated individuals. Her responsibilities include:

• Review and disposition sanctions and PEP alerts.
• Make decisions about the escalation or closure of cases.
• Conduct searches, gather data and record evidence from internal systems, the internet and commercial databases. When necessary, make inquiries with business or compliance contacts within the organization.
• Enforce internal strategies, policies, procedures and processes related to monitoring and escalating sanctions alerts and regulatory requirements.
• Capture and summarize alerts analysis with supporting documentation.
• Ensure all alerts analysis and investigations are performed within the timeframe provided in policy and stipulated in SLAs; maintain thorough audit trails.